Introduced. Disclosed. Never held.

We operate in a regulated environment and we hold ourselves to it. Compliance and ethical standards are not a section of this website, they are the boundary of the business. What follows is what Sterling Financial Services LLC is licensed to do, and what it is not permitted to do.

Authority
Capital Market Authority
Licence number
305029
Category
5
Verify on the CMA register ↗

Category 5 · Introduction · Licence No. 305029

What we are licensed to do

  • Introduce clients to regulated financial institutions

What we do not do

  • Execute trades
  • Provide investment advice
  • Manage client funds
  • Hold client assets
  • Provide brokerage or trading services of any kind

Our introduction costs you nothing.

Sterling Financial Services LLC does not charge clients a fee for its introduction services. Sterling may receive compensation from the relevant financial institution in connection with introductions, in accordance with the applicable arrangement with that institution.

Sterling Financial Services LLC does not charge clients any fee for its introduction services. Any fees, commissions, spreads, charges or other costs relating to an account, product or service are determined and charged by the relevant financial institution under its own terms and conditions.

Four questions, and no assessment.

The four questions we ask exist so we can tell you which institutions will accept an introduction, since minimums and eligibility differ between them. We do not use your answers to assess whether an investment is suitable for you, because we are not licensed to make that assessment.

Where an introduction proceeds, your information is shared with the institution named to you beforehand, and with no one else.

Eligibility

Applicants must not be U.S. citizens at the time of application. Permanent residents are not eligible.

Risk disclosure

Investing in the financial markets is a high-risk activity. CFDs and leveraged products carry a high risk of losing money rapidly. You may lose more than your initial deposit. Past performance is not a reliable indicator of future results.

Read the full Risk Disclosure →
Introduction only · No client funds held · No investment advice given